个人之间日常谈话的关键特征是能够向他人表达同理心，并探索实施同理心的方法是对人类对话系统的关键步骤。本主题的先前方法主要集中在检测和利用用户的情绪以产生同理反应。但是，由于同情包括感情和认知的两个方面，我们认为除了识别用户的情绪之外，还应该考虑对用户情况的认知理解。为此，我们提出了一种新的方法来实现同志响应生成，它利用致辞来绘制更多信息的信息，并使用这些附加信息来进一步增强所生成的响应中的同情表达。我们在EmpatheticDialogues上评估我们的方法，这是一个广泛使用的基准数据集，用于致力于响应生成。经验结果表明，我们的方法在自动和人类评估中表明了基线模型，可以产生更丰富的信息和致力学的反应。

Expressing empathy is important in everyday conversations, and exploring how empathy arises is crucial in automatic response generation. Most previous approaches consider only a single factor that affects empathy. However, in practice, empathy generation and expression is a very complex and dynamic psychological process. A listener needs to find out events which cause a speaker's emotions (emotion cause extraction), project the events into some experience (knowledge extension), and express empathy in the most appropriate way (communication mechanism). To this end, we propose a novel approach, which integrates the three components - emotion cause, knowledge graph, and communication mechanism for empathetic response generation. Experimental results on the benchmark dataset demonstrate the effectiveness of our method and show that incorporating the key components generates more informative and empathetic responses.

移情是一种自然体现在人类对话中的特征。从理论上讲，慈善反应的诞生是由于认知和情感之间有意识的对准和相互作用而产生的。但是，现有作品仅依赖于单一的情感方面或独立的认知和感情模型，从而限制了产生的反应的同理心能力。为此，基于常识性认知图和情感概念图，构建了涉及常识性和概念知识的构建，我们设计了一种两级策略，以使粗粒度（在上下文认知和上下文情绪状态之间）和细粒度（在每个特定之间）认知和相应的情感反应）认知和情感，以善解人意（案例）。广泛的实验表明，在自动和人类评估方面，案例的表现优于最先进的基线。我们的代码将发布。

缺乏外部知识使同志对话系统难以察觉隐含的情绪，并从有限的对话历史上学习情绪相互作用。为了解决上述问题，我们建议利用外部知识，包括致命知识和情绪词汇知识，以明确了解和表达在同情对话中的情绪。我们首先通过与外部知识共同互动并构建情感语境图来丰富对话史。然后，我们从知识丰富的情绪上下文图和蒸馏情绪信号中学习情绪背景陈述，这是在反应中表达的谓词情绪的先决条件。最后，为了产生同志反应，我们提出了一种情绪跨关注机制来从情绪上下文图中学习情绪依赖。在基准数据集上进行的广泛实验验证了该方法的有效性。此外，我们发现通过与正交工作的预先训练的模型集成，可以进一步提高我们的方法的性能。

良好的善解人意对话系统应首先跟踪并理解用户的情绪，然后以适当的情感回复。但是，目前对此任务的方法要么集中于提高对用户情绪的理解或提出更好的反应策略，而且很少有作品同时考虑这两种工作。我们的工作试图填补这一空缺。受到任务导向对话系统的启发，我们提出了一种具有情感感知对话管理的新颖善解人意的响应生成模型。情绪感知对话管理包含两个部分：（1）情绪状态跟踪保持当前用户的情绪状态，（2）善解人意的对话策略选择预测目标情绪和用户的意图，基于情绪状态跟踪的结果。然后，预测信息用于指导响应的产生。实验结果表明，与自动评估和人类评估下的几个基准相比，动态管理不同的信息可以帮助模型产生更多的移情反应。

Due to the lack of human resources for mental health support, there is an increasing demand for employing conversational agents for support. Recent work has demonstrated the effectiveness of dialogue models in providing emotional support. As previous studies have demonstrated that seekers' persona is an important factor for effective support, we investigate whether there are benefits to modeling such information in dialogue models for support. In this paper, our empirical analysis verifies that persona has an important impact on emotional support. Therefore, we propose a framework for dynamically inferring and modeling seekers' persona. We first train a model for inferring the seeker's persona from the conversation history. Accordingly, we propose PAL, a model that leverages persona information and, in conjunction with our strategy-based controllable generation method, provides personalized emotional support. Automatic and manual evaluations demonstrate that our proposed model, PAL, achieves state-of-the-art results, outperforming the baselines on the studied benchmark. Our code and data are publicly available at https://github.com/chengjl19/PAL.

Emotional support conversation aims at reducing the emotional distress of the help-seeker, which is a new and challenging task. It requires the system to explore the cause of help-seeker's emotional distress and understand their psychological intention to provide supportive responses. However, existing methods mainly focus on the sequential contextual information, ignoring the hierarchical relationships with the global cause and local psychological intention behind conversations, thus leads to a weak ability of emotional support. In this paper, we propose a Global-to-Local Hierarchical Graph Network to capture the multi-source information (global cause, local intentions and dialog history) and model hierarchical relationships between them, which consists of a multi-source encoder, a hierarchical graph reasoner, and a global-guide decoder. Furthermore, a novel training objective is designed to monitor semantic information of the global cause. Experimental results on the emotional support conversation dataset, ESConv, confirm that the proposed GLHG has achieved the state-of-the-art performance on the automatic and human evaluations. The code will be released in here \footnote{\small{~https://github.com/pengwei-iie/GLHG}}.

善解人意的回应的任务旨在了解说话者对自己的经历表达的感觉，然后适当地回复演讲者。为了解决任务，必须对话的内容情绪对偶性进行建模，该对话是由内容视图组成的（即描述了哪些个人经历​​）和情感观点（即，演讲者对这些经验的感觉）。为此，我们设计了一个框架，以通过分离促进响应生成来建模内容情感二元性（CEDUAL）。有了分解，我们从内容和情感视图中编码对话历史，然后根据删除表示形式产生善解人意的响应，从而可以将对话历史记录的内容和情感信息嵌入到生成的响应中。基准数据集促进性的实验表明，cedual模型在自动和人类指标上都达到了最先进的性能，并且它还比以前的方法产生更多的促进响应。

Empathy is a vital factor that contributes to mutual understanding, and joint problem-solving. In recent years, a growing number of studies have recognized the benefits of empathy and started to incorporate empathy in conversational systems. We refer to this topic as empathetic conversational systems. To identify the critical gaps and future opportunities in this topic, this paper examines this rapidly growing field using five review dimensions: (i) conceptual empathy models and frameworks, (ii) adopted empathy-related concepts, (iii) datasets and algorithmic techniques developed, (iv) evaluation strategies, and (v) state-of-the-art approaches. The findings show that most studies have centered on the use of the EMPATHETICDIALOGUES dataset, and the text-based modality dominates research in this field. Studies mainly focused on extracting features from the messages of the users and the conversational systems, with minimal emphasis on user modeling and profiling. Notably, studies that have incorporated emotion causes, external knowledge, and affect matching in the response generation models, have obtained significantly better results. For implementation in diverse real-world settings, we recommend that future studies should address key gaps in areas of detecting and authenticating emotions at the entity level, handling multimodal inputs, displaying more nuanced empathetic behaviors, and encompassing additional dialogue system features.

The goal of building dialogue agents that can converse with humans naturally has been a long-standing dream of researchers since the early days of artificial intelligence. The well-known Turing Test proposed to judge the ultimate validity of an artificial intelligence agent on the indistinguishability of its dialogues from humans'. It should come as no surprise that human-level dialogue systems are very challenging to build. But, while early effort on rule-based systems found limited success, the emergence of deep learning enabled great advance on this topic. In this thesis, we focus on methods that address the numerous issues that have been imposing the gap between artificial conversational agents and human-level interlocutors. These methods were proposed and experimented with in ways that were inspired by general state-of-the-art AI methodologies. But they also targeted the characteristics that dialogue systems possess.

在本文中，我们建议利用对话的独特特征，共享参与者的常识性知识，以解决总结它们的困难。我们提出了病态的框架，该框架使用常识推论作为其他背景。与以前仅依赖于输入对话的工作相比，Sick使用外部知识模型来生成丰富的常识推断，并选择具有基于相似性选择方法的最可能的推理。基于生病的，病人++的理解为监督，在总结多任务学习环境中的对话时，添加了产生常识推断的任务。实验结果表明，通过注入常识性知识，我们的框架比现有方法产生更多信息和一致的摘要。

Current approaches to empathetic response generation typically encode the entire dialogue history directly and put the output into a decoder to generate friendly feedback. These methods focus on modelling contextual information but neglect capturing the direct intention of the speaker. We argue that the last utterance in the dialogue empirically conveys the intention of the speaker. Consequently, we propose a novel model named InferEM for empathetic response generation. We separately encode the last utterance and fuse it with the entire dialogue through multi-head attention based intention fusion module to capture the speaker's intention. Besides, we utilize previous utterances to predict the last utterance, which simulates human's psychology to guess what the interlocutor may speak in advance. To balance the optimizing rates of the utterance prediction and response generation, a multi-task learning strategy is designed for InferEM. Experimental results demonstrate the plausibility and validity of InferEM in improving empathetic expression.

We present SODA: the first publicly available, million-scale high-quality social dialogue dataset. Using SODA, we train COSMO: a generalizable conversation agent outperforming previous best-performing agents on both in- and out-of-domain datasets. In contrast to most existing crowdsourced, small-scale dialogue corpora, we distill 1.5M socially-grounded dialogues from a pre-trained language model (InstructGPT; Ouyang et al., 2022). Dialogues are distilled by contextualizing social commonsense knowledge from a knowledge graph (Atomic10x; West et al., 2022). Human evaluation shows that dialogues in SODA are more consistent, specific, and (surprisingly) natural than prior human-authored datasets - e.g., DailyDialog (Li et al., 2017), BlendedSkillTalk (Smith et al., 2020). In addition, extensive evaluations show that COSMO is significantly more natural and consistent on unseen datasets than best-performing dialogue models - e.g., GODEL (Peng et al., 2022), BlenderBot (Roller et al., 2021), DialoGPT (Zhang et al., 2020). Furthermore, it is sometimes even preferred to the original human-written gold responses. We make our data, models, and code public.

对话中的情感认可（ERC）旨在检测给定对话中每种话语的情感。新提出的ERC模型利用了预培训的语言模型（PLM），并具有预训练和微调的范式，以获得良好的性能。但是，这些模型很少利用PLM的优势，并且对于缺乏明确的情感表达的对话而表现不佳。为了充分利用与话语中情感表达相关的潜在知识，我们提出了一种新颖的ERC模型Cisper，并使用新的及时和语言模型（LM）调整范式提出。具体而言，Cisper配备了及时融合与对话者的话语相关的上下文信息和常识，以更有效地实现ERC。我们的广泛实验表明，Cisper在最新的ERC模型中的出色表现以及利用这两种重要及时及时提高信息的有效性。为了方便地重现我们的实验结果，Cisper的Sourcecode和数据集已在https://github.com/deqingyang/cisper上共享。

对事件序列的预测对于信息检索和自然语言处理中的许多现实世界应用至关重要。在事件序列预测中，未来的活动生成（FEG）是一项具有挑战性的任务，因为它不仅需要流利的文本生成，而且需要常识性推理才能保持整个事件故事的逻辑连贯性。在本文中，我们提出了一个新颖的可解释的FEG框架COEP。它突出并整合了两种类型的事件知识，对直接事件事件关系的顺序知识以及推论知识，这些知识反映了事件之间的中间角色心理学（例如意图，原因，反应），这些心理本质地将故事推向了故事。为了减轻知识遗忘问题，我们为每种类型的知识设计了两个模块，即IM和GM，它们是通过及时调整组合的。首先，IM专注于理解推论知识，以产生常识性解释并为通用汽车提供软提示向量。我们还设计了一种对比歧视器，以提高概括能力。其次，GM通过用IM的指导对直接顺序知识进行建模来生成未来事件。自动和人类评估表明，我们的方法可以产生更连贯，具体和逻辑的未来事件。

建立一个社会智能代理人涉及许多挑战，其中一个是教导代理人以人类的价值交谈。然而，在对话系统的区域中仍然可以解读价值驱动的聊天聊天。大多数现有数据集重点关注致命的推理或社会规范建模。在这项工作中，我们提出了一个名为ValueNet的新的大型人类价值数据集，其中包含21,374个文本情景的人为态度。数据集在十维中组织，符合跨文化研究中的基本人类价值理论。我们进一步开发了ValueNet的基于变换器的值回归模型，以学习公用事业分配。综合实证结果表明，学习的价值模型可以使广泛的对话任务受益。例如，通过教授具有钢筋学习的生成代理和价值模型的奖励，我们的方法在个性化对话生成数据集中获得最先进的性能：Persona-Chat。具有额外特征的价值，现有的情感识别模型使得能够在上下文中捕捉丰富的人类情绪，这进一步提高了IncatheticDialogues数据集中的致力学响应生成性能。据我们所知，Valuenet是人类价值建模的第一个大型文本数据集，我们是第一个尝试将价值模型结合到情感智能对话系统中的人。数据集可在https://liang-qiu.github.io/valuenet/上获得。

个性化响应选择系统通常基于角色。但是，角色和同理心之间存在共同关联，这些系统在这些系统中并不是很好。本文试图通过提出一套融合策略来解决这些问题，以捕捉角色，情感和话语中的综合信息之间的相互作用。关于角色chat数据集的消融研究表明，结合情绪和累积可提高响应选择的准确性。我们将融合策略和概念流编码结合在一起，以训练基于BERT的模型，该模型的表现优于原始角色的利润率大于2.3％，而修订后的角色的命中率是1.9％（前1位准确性），在角色chat数据集上实现新的最新性能。

在本文中，我们介绍了基于大型预训练的语言模型（PLM）pangu-alpha（Zeng等，2021）的中国预训练的开放域对话生成模型。与其他对大量对话数据进行培训的预训练的对话模型不同，我们旨在通过继承PLM的有价值的语言能力和知识来构建强大的对话模型，并以相对较少的数据和计算成本构建强大的对话模型。为此，我们训练大型PLM Pangu-Alpha的Pangu-bot，该机器人已被证明在各种中国自然语言任务上表现出色。我们研究了pangu-bot产生的响应的不同方面，包括响应质量，知识和安全性。我们表明，Pangu-Bot优于最先进的中国对话系统（CDIALGPT（Wang等，2020），Eva（Zhou等，2021），EVA2.0（Gu等，2022）） W.R.T.以上三个方面。我们还证明，可以轻松地部署pangu-bot，以在没有进一步训练的情况下产生情感反应。在整个经验分析中，我们还指出，Pangu-bot响应质量，知识正确性和安全性仍然远非完美，进一步的探索对于建立可靠且智能的对话系统是必不可少的。我们的型号和代码将在https://github.com/huawei-noah/pretretaining-language-model/tree/master/master/pangu-bot上提供。

Causal Emotion Entailment aims to identify causal utterances that are responsible for the target utterance with a non-neutral emotion in conversations. Previous works are limited in thorough understanding of the conversational context and accurate reasoning of the emotion cause. To this end, we propose Knowledge-Bridged Causal Interaction Network (KBCIN) with commonsense knowledge (CSK) leveraged as three bridges. Specifically, we construct a conversational graph for each conversation and leverage the event-centered CSK as the semantics-level bridge (S-bridge) to capture the deep inter-utterance dependencies in the conversational context via the CSK-Enhanced Graph Attention module. Moreover, social-interaction CSK serves as emotion-level bridge (E-bridge) and action-level bridge (A-bridge) to connect candidate utterances with the target one, which provides explicit causal clues for the Emotional Interaction module and Actional Interaction module to reason the target emotion. Experimental results show that our model achieves better performance over most baseline models. Our source code is publicly available at https://github.com/circle-hit/KBCIN.

医学对话生成是一项重要但具有挑战性的任务。以前的大多数作品都依赖于注意力机制和大规模预处理的语言模型。但是，这些方法通常无法从长时间的对话历史中获取关键信息，从而产生准确和信息丰富的响应，因为医疗实体通常散布在多种话语中以及它们之间的复杂关系。为了减轻此问题，我们提出了一个具有关键信息召回（Medpir）的医疗响应生成模型，该模型建立在两个组件上，即知识吸引的对话图形编码器和召回增强的生成器。知识吸引的对话图编码器通过利用话语中的实体之间的知识关系，并使用图形注意力网络对话图来构建对话图。然后，召回增强的发电机通过在产生实际响应之前生成对话的摘要来增强这些关键信息的使用。两个大型医学对话数据集的实验结果表明，Medpir在BLEU分数和医疗实体F1度量中的表现优于强大的基准。